Regulation NMS

Results: 1042



#Item
131New York Stock Exchange / Market data / New York City / Regulation NMS / NASDAQ / Economy of the United States / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 5, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am

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Language: English - Date: 2015-01-05 17:25:58
132Financial economics / Stock market / Economy of the United States / Investment / Financial markets / Regulation NMS / Order / Federal Rules of Civil Procedure / Securities Exchange Act / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]January 9, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Language: English - Date: 2015-01-12 11:25:49
133New York Stock Exchange / Investment / Market data / Regulation NMS / NASDAQ / Economy of the United States / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 5, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Language: English - Date: 2015-01-05 14:41:11
134Self-regulatory organizations / Investment / United States Securities and Exchange Commission / United States securities law / Regulation NMS / Chicago Stock Exchange / Securities Exchange Act / Order / National market system plan / Financial economics / Financial markets / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]January 21, 2015 Joint Industry Plan; Notice of Filing of the Eighth Amendment to the National Market System Plan to Address Extraordinary Market

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Language: English - Date: 2015-01-22 09:29:33
135Investment / Order / Direct Edge / Regulation NMS / Pricing / Stop price / Stock market / Business / Financial economics

SR-EDGA[removed]Exhibit 5 Page 139 of 164 Exhibit 5 Rules of EDGA Exchange, Inc. CHAPTER I. ADOPTION, INTERPRETATION AND APPLICATION OF RULES, AND

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Language: English - Date: 2015-01-12 12:02:00
136Finance / Financial markets / United States Securities and Exchange Commission / Economy of the United States / Regulation NMS / Order / New York Stock Exchange / NASDAQ / Futures contract / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 15, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to

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Language: English - Date: 2015-01-16 13:18:19
137Finance / Investment / United States Securities and Exchange Commission / Order / Regulation NMS / Day trading / Securities Exchange Act / Bid price / Market depth / Stock market / Financial markets / Financial economics

34 of 45 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of New York Stock Exchange LLC Rule 13. Orders and Modifiers

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Language: English - Date: 2015-01-16 10:57:08
138Stock market / Self-regulatory organizations / Finance / Chicago Stock Exchange / Regulation NMS / Direct Edge / Consolidated Tape Association / Market data / Intermarket sweep order / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]January 15, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Language: English - Date: 2015-01-16 13:19:36
139United States securities law / Investment / 73rd United States Congress / Economy of the United States / Regulation NMS / Stock market / Chicago Stock Exchange / Securities Exchange Act / Alternative Trading Systems / United States Securities and Exchange Commission / Financial markets / Financial economics

Exhibit A Proposed new language is italicized; proposed deletions are in [brackets]. PLAN TO ADDRESS EXTRAORDINARY MARKET VOLATILITY SUBMITTED TO

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Language: English - Date: 2015-01-22 10:51:11
140Regulation NMS / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / Financial economics / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 22, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-01-22 15:46:27
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